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Securities Act of 1933
Addressed new stocks and their public trading
Securities Exchange Act of 1934
1. Created the SEC 2. Extended protections to investors in existing securities 3. Created
regulations against false, misleading or deceptive
PSLRA
Private Securities Litigation Reform Act -- "Safe harbor" to make sound and reasonable
forecasts -- forward-looking statement
Sarbanes-Oxley Act
SOX Covers: 1.Corporate governance 2.Securities Analysis 3.Auditing
Regulation FD
Fair Disclosure -- Requires that material info be released to all parties simultaneously